Daniel Paul Toohey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Paul Toohey ( ), a licensed former licensee with CE reference AUZ521. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-26 | 2020-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-04 | 2013-03-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2011-05-06 |