Nicolas Flores
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Flores, a licensed former licensee with CE reference AUZ455. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2010-08-10 | 2012-10-05 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-10 | 2012-10-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-01 | 2010-07-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-01 | 2010-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas Flores during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.