Nicolas Flores
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Flores ( ), a licensed former licensee with CE reference AUZ455. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2010-08-10 | 2012-10-05 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-10 | 2012-10-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2010-07-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-01 | 2010-07-15 |