Jingyi (SFC:AUZ372) Li
李靜宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingyi (SFC:AUZ372) Li (李靜宜), a licensed former licensee with CE reference AUZ372. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2012-12-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-08 | 2011-05-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-08 | 2011-05-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-08 | 2011-05-09 |