Hing Lok Ng
吳卿樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing Lok Ng (吳卿樂), a licensed former licensee with CE reference AUZ364. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2010-09-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2010-09-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-19 | 2010-09-11 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-19 | 2010-09-11 |