Hui (SFC:AUZ018) Su
蘇慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:AUZ018) Su (蘇慧), a licensed former licensee with CE reference AUZ018. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2011-04-15 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-03-29 | 2011-04-15 |