Lei (SFC:AUX545) Wang
王磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:AUX545) Wang (王磊), a licensed former licensee with CE reference AUX545. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evergain Funds Limited 恆益基金有限公司 |
Rep | Type 9 — Asset management | 2014-01-24 | 2014-12-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-26 | 2011-08-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-26 | 2011-08-17 |