Rui (SFC:AUX420) Gong
龔睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:AUX420) Gong (龔睿), a licensed former licensee with CE reference AUX420. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-09 | 2014-09-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-23 | 2010-06-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-23 | 2010-06-28 |