Ka Yan Karen Kwok
郭嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Karen Kwok (郭嘉欣), a licensed former licensee with CE reference AUX313. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-18 | 2012-04-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2011-10-22 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-03-25 | 2010-12-30 |