Serene Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serene Lim ( ), a licensed former licensee with CE reference AUW836. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2011-01-22 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-17 | 2011-01-22 |