Ka Chi Kwok
郭嘉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chi Kwok (郭嘉智), a licensed former licensee with CE reference AUW800. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-04 | 2018-12-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-04 | 2018-12-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2015-05-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-17 | 2010-06-24 |