Wing Yi Siu
蕭詠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Siu (蕭詠怡), a licensed Representative with CE reference AUW773. Currently licensed at 2 firm(s): Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-14 | present |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-14 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-14 | 2018-07-18 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-14 | 2018-07-18 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-21 | 2011-05-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2011-05-11 |