James Robert Luke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Robert Luke ( ), a licensed former licensee with CE reference AUW501. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-09 | 2012-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-09 | 2012-11-04 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-24 | 2010-03-30 |