Kin Man (SFC:AUW416) Wong
黃健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man (SFC:AUW416) Wong (黃健文), a licensed former licensee with CE reference AUW416. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-19 | 2022-01-28 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-19 | 2022-01-28 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-15 | 2010-06-22 |