Chi Ming Lau
劉智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lau (劉智明), a licensed former licensee with CE reference AUW146. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-04 | 2022-08-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-04 | 2022-08-31 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2016-12-22 | 2018-02-05 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2016-12-22 | 2018-02-05 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-05-04 | 2016-12-13 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-05-04 | 2016-12-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-07 | 2015-06-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-07 | 2015-06-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-07 | 2015-06-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-03-10 | 2011-07-01 |