Yi (SFC:AUW136) Wang
王翼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AUW136) Wang (王翼), a licensed former licensee with CE reference AUW136. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-10 | 2026-02-13 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-10 | 2026-02-13 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-28 | 2021-12-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2021-12-10 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-04-05 | 2019-07-12 |
| Passage Investment Management Limited 靜遠投資管理有限公司 |
RO | Type 9 — Asset management | 2015-09-09 | 2017-03-31 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-30 | 2015-05-27 |
| Azentus Capital Management Limited | Rep | Type 9 — Asset management | 2011-03-01 | 2014-06-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-03-15 | 2011-01-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-15 | 2011-01-13 |