Cheng Yung Kao
高政雍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Yung Kao (高政雍), a licensed former licensee with CE reference AUW023. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-08 | 2024-02-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-08 | 2024-02-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-08 | 2024-02-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-12-08 | 2024-02-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-03 | 2021-12-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-12-03 | 2024-02-15 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-01 | 2021-12-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-01 | 2021-12-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-01 | 2021-12-08 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-18 | 2021-07-18 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-03-26 | 2021-07-18 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-03-26 | 2021-07-18 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-08 | 2021-07-18 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-07-16 | 2013-01-11 |