Wentao Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wentao Yan (顏文韜), a licensed Representative with CE reference AUV991. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-15 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-15 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-03 | 2024-04-22 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-04 | 2010-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wentao Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Du Liu | BOCI Research Limited | 2010 |
| Sheng Yao | BOCI Research Limited | 2010 |
| Fang He | BOCI Research Limited | 2010 |
| Chi Sing Lau | BOCI Research Limited | 2010 |
| Qiong Wu | BOCI Research Limited | 2010 |
| Wenzhou Hu | BOCI Research Limited | 2010 |
| Ngan Pak | BOCI Research Limited | 2010 |
| Bingnan Ye | BOCI Research Limited | 2010 |
| Ling Han | BOCI Research Limited | 2010 |
| Tao Shen | BOCI Research Limited | 2010 |
| Jinhua Yin | BOCI Research Limited | 2010 |
| Chi Wing Cheung | BOCI Research Limited | 2010 |
| Belle Chan | BOCI Research Limited | 2010 |
| Suk Man Chan | BOCI Research Limited | 2010 |
| Xue Feng | BOCI Research Limited | 2010 |
| Jimmy Chun Kwok Lam | BOCI Research Limited | 2010 |
| Wei Wang | BOCI Research Limited | 2010 |
| Dick Hong Wong | BOCI Research Limited | 2010 |
| Tian Chen | BOCI Research Limited | 2010 |
| Jianping Du | BOCI Research Limited | 2010 |