Shinichi Tabata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichi Tabata ( ), a licensed former licensee with CE reference AUV637. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-01 | 2015-04-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-03 | 2015-04-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-03 | 2015-04-25 |