Alistair James Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair James Thompson ( ), a licensed former licensee with CE reference AUV608. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-01-29 | 2013-01-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-12-04 | 2012-12-07 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-06-12 | 2012-06-14 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-04-23 | 2012-04-26 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-29 | 2011-03-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-10-19 | 2010-10-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-03-08 | 2010-03-10 |