Ankit Kumar Sawai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ankit Kumar Sawai ( ), a licensed former licensee with CE reference AUV595. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-28 | 2022-02-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-10 | 2011-01-21 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-10 | 2011-01-21 |