James McCormack
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James McCormack, a licensed former licensee with CE reference AUV518. This person has 12.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2014-07-21 | 2024-07-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2013-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James McCormack during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.