James McCormack
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James McCormack ( ), a licensed former licensee with CE reference AUV518. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2014-07-21 | 2024-07-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2013-01-08 |