Wai Cheng Lam
林偉清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheng Lam (林偉清), a licensed former licensee with CE reference AUV176. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2019-10-14 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-27 | 2016-01-16 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2012-10-22 | 2013-07-26 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2012-10-22 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-03-03 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-03-03 | 2012-10-22 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-03-03 | 2012-10-22 |