Yang (SFC:AUV152) Luo
駱陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AUV152) Luo (駱陽), CE reference AUV152. Currently licensed at 1 firm(s): Point72 Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2025-11-12 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-01-03 | 2025-07-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-18 | 2021-11-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-08-04 | 2017-07-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2014-05-31 |