Piers Edward Grainger Buckworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers Edward Grainger Buckworth ( ), a licensed former licensee with CE reference AUT718. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2012-08-15 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-28 | 2012-08-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2011-12-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2011-12-05 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-26 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-26 | 2011-08-04 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-05-28 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-05-28 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-04-21 | 2010-05-21 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2010-04-04 |