Neil Anthony Shaun Harvey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Anthony Shaun Harvey, a licensed former licensee with CE reference AUT093. This person has 10.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Debt Management Hong Kong Limited | RO | Type 9 - Asset management | 2020-01-15 | 2022-10-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 9 - Asset management | 2016-07-19 | 2018-01-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-07 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-08-07 | 2018-01-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-08-07 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-08-07 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-08-07 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-16 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-11-16 | 2018-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-23 | 2010-11-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-23 | 2010-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Anthony Shaun Harvey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.