Miao Yu

于淼
CE No. AUS315 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Yu (于淼), a licensed former licensee with CE reference AUS315. This person has 1.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2010-02-12 2011-12-16
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2010-02-12 2011-12-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miao Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Ho Fu Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Ka Fai Choi Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Wang Cheung Lau Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Dick Kam Ming Tai Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Hua-Lun Huang Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Jessica Man Yi Lee Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Hongjun Xie Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Terry Chin Lung Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Siu Chun Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Wai Leung Chu Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Ka Hung Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Ho Hei Chau Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Kwok Hung Chau Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Chia-Pei Lin Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Ho Ki Wong Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Chiu Loi Hung Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Joseph Kar Min Cheng Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Eric Chi Wai Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2011
Alvin Kwun Lin Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2011
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