Nelson Kwan Yiu Chan
陳君堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Kwan Yiu Chan (陳君堯), a licensed former licensee with CE reference AUS154. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-02 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-02 | 2014-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-10 | 2010-07-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-10 | 2010-07-14 |