Yoko Lup Yun Tam
譚立欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoko Lup Yun Tam (譚立欣), a licensed former licensee with CE reference AUS003. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2025-07-07 | 2025-10-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-10 | 2010-06-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-10 | 2010-06-28 |