Jennifer Sarah Clark Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Sarah Clark Shah ( ), a licensed former licensee with CE reference AUR660. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-08 | 2019-02-18 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-08 | 2019-02-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-02-12 | 2013-02-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2010-02-12 | 2013-02-23 |