Kin Man (SFC:AUQ963) Chan
陳建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man (SFC:AUQ963) Chan (陳建文), a licensed former licensee with CE reference AUQ963. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-03 | 2018-09-15 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-03-03 | 2018-09-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-09 | 2015-11-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-01-09 | 2015-11-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2012-11-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-29 | 2012-11-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2012-06-15 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-17 | 2012-06-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-01 | 2011-06-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-02-01 | 2011-06-08 |