Wen Wen Michelle Khoo
邱溫文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Wen Michelle Khoo (邱溫文), a licensed former licensee with CE reference AUQ669. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2013-06-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-13 | 2013-06-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-04 | 2010-12-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-04 | 2010-12-24 |