Tsz Ying Tong
湯芷瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ying Tong (湯芷瑩), a licensed former licensee with CE reference AUP534. This person has 10.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-20 | 2021-12-16 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-20 | 2021-12-16 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-10 | 2017-08-21 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-16 | 2016-12-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-11-20 | 2014-04-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-02 | 2014-04-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2011-12-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-26 | 2010-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ying Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.