Kwee Tee Lim
林貴智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwee Tee Lim (林貴智), a licensed former licensee with CE reference AUP360. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-13 | 2020-08-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-13 | 2020-08-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-01-19 | 2013-09-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-19 | 2010-08-20 |