Thomas Martin Price
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Martin Price ( ), a licensed former licensee with CE reference AUN888. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-13 | 2016-07-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-01-21 | 2014-08-13 |