Brian Joseph Brille
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Joseph Brille, a licensed former licensee with CE reference AUN752. This person has 3.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-05 | 2010-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-05 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2010-03-05 | 2013-06-15 |