Brian Joseph Brille
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Joseph Brille ( ), a licensed former licensee with CE reference AUN752. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-05 | 2010-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-03-05 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-05 | 2013-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-05 | 2013-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2010-03-05 | 2013-06-15 |