Shang Jie Dorcas Nga
倪尚洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Jie Dorcas Nga (倪尚洁), a licensed former licensee with CE reference AUM928. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-19 | 2013-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-01-12 | 2013-08-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-12 | 2010-08-31 |