Ho Yin Chow
周浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Chow (周浩然), CE reference AUM863. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-06 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-20 | present |