Xinyuan Ling
凌新源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyuan Ling (凌新源), a licensed former licensee with CE reference AUM712. This person has 6.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-12 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-07-16 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-07-16 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-01-13 | 2010-07-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-01-13 | 2010-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinyuan Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.