Xinyuan Ling
凌新源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyuan Ling (凌新源), a licensed former licensee with CE reference AUM712. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2010-07-16 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2010-07-16 | 2016-06-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-01-13 | 2010-07-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-01-13 | 2010-07-16 |