Suchet Pandurang Padhye

CE No. AUM316 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suchet Pandurang Padhye (), a licensed former licensee with CE reference AUM316. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 — Dealing in securities 2011-04-28 2011-12-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 2 — Dealing in futures contracts 2011-04-28 2011-12-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2011-04-28 2011-12-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 5 — Advising on futures contracts 2011-04-28 2011-12-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 9 — Asset management 2011-04-28 2011-12-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 1 — Dealing in securities 2010-10-29 2011-04-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 2 — Dealing in futures contracts 2010-10-29 2011-04-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 4 — Advising on securities 2010-10-29 2011-04-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 5 — Advising on futures contracts 2010-10-29 2011-04-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 9 — Asset management 2010-10-29 2011-04-28

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