Ketaki Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ketaki Garg ( ), a licensed former licensee with CE reference AUM120. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-12-21 | 2013-11-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-12 | 2010-02-16 |