Carmen Ka Man Kwok
郭嘉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Man Kwok (郭嘉雯), a licensed former licensee with CE reference AUL688. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-02-17 | 2012-03-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2012-03-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-03 | 2012-03-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-06 | 2010-09-24 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-06 | 2010-09-24 |