Jing (SFC:AUK370) Liu
劉靜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:AUK370) Liu (劉靜), a licensed former licensee with CE reference AUK370. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-01-08 | 2010-10-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-01-08 | 2010-10-15 |