Yuen Ching Lam
林琬靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ching Lam (林琬靖), a licensed former licensee with CE reference AUK296. This person has 3.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-11 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-01-11 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-16 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-16 | 2013-06-17 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2010-02-01 | 2010-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ching Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.