Emerson Yue Hang Chan
陳俞亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emerson Yue Hang Chan (陳俞亨), a licensed former licensee with CE reference AUK171. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-07-28 | 2018-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-07-28 | 2022-03-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-02 | 2014-07-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-22 | 2012-02-03 |
| Pinpoint Investment Advisor Limited | Rep | Type 9 — Asset management | 2010-01-04 | 2010-11-19 |