Arthur Bernard Jean Marie Gautier de Charnace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Bernard Jean Marie Gautier de Charnace ( ), a licensed former licensee with CE reference AUJ425. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-07-26 | 2018-05-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-26 | 2018-05-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-21 | 2012-09-28 |