Arthur Bernard Jean Marie Gautier de Charnace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Bernard Jean Marie Gautier de Charnace, a licensed former licensee with CE reference AUJ425. This person has 7.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-07-26 | 2018-05-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-26 | 2018-05-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-21 | 2012-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Bernard Jean Marie Gautier de Charnace during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.