Nicholas John Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Lewis ( ), a licensed former licensee with CE reference AUJ419. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-11 | 2022-10-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-11 | 2022-10-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2018-12-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-18 | 2018-12-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2012-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-12-21 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-12-21 | 2012-03-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-21 | 2010-09-06 |