Yin Hung Yau
邱燕虹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Hung Yau (邱燕虹), a licensed Responsible Officer with CE reference AUI767. Currently licensed at 1 firm(s): HoYaat Investment Counsel Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HoYaat Investment Counsel Limited 浩一投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2025-10-31 | present |
| HoYaat Investment Counsel Limited 浩一投資顧問有限公司 |
RO | Type 9 — Asset management | 2025-10-31 | present |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 |
RO | Type 9 — Asset management | 2020-11-17 | 2020-12-15 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-05 | 2020-09-30 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-05 | 2020-09-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-29 | 2016-01-21 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-02-18 | 2011-02-12 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-16 | 2011-02-12 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-16 | 2011-02-12 |