Wai Sing John Lam
林偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sing John Lam (林偉成), a licensed former licensee with CE reference AUI363. This person has 2.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-16 | 2025-08-31 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-16 | 2025-08-31 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 9 - Asset management | 2023-10-16 | 2025-08-31 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-20 | 2013-04-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | 2012-12-20 | 2013-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sing John Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.