Wai Sing John Lam
林偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sing John Lam (林偉成), a licensed former licensee with CE reference AUI363. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-16 | 2025-08-31 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | 2025-08-31 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 9 — Asset management | 2023-10-16 | 2025-08-31 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-20 | 2013-04-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2012-12-20 | 2013-04-08 |