Chui Yee Ma
馬翠兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Yee Ma (馬翠兒), a licensed former licensee with CE reference AUI050. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-10 | 2022-01-31 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-10 | 2022-01-31 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-22 | 2019-12-25 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-22 | 2019-12-25 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-22 | 2018-12-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-22 | 2018-12-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-15 | 2018-12-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-23 | 2018-10-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-23 | 2018-10-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-14 | 2010-07-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-14 | 2010-07-02 |