Xing (SFC:AUH962) Gao
高星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xing (SFC:AUH962) Gao (高星), a licensed former licensee with CE reference AUH962. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-01-04 | 2010-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-01-04 | 2010-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-01-04 | 2010-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-01-04 | 2010-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-01-04 | 2010-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-01-04 | 2010-08-01 |